What is the House Governance and Compliance Manual
The House Governance and Compliance Manual at Quant Industry LLC is the authoritative internal rulebook outlining all current policies, operational standards, and eligibility conditions governing transactions, client behavior, asset monetization, and capital participation. It is updated monthly and must be reviewed prior to any transaction to ensure compliance with active rules, disbursement protocols, and penalty structures.
Notice of Compliance and Advisory Requirement
Prior to engaging in any transaction, all participants are required to thoroughly review the most recent edition of the House Governance and Compliance Manual (“HGCM”), either for the current month or the most recently issued version. The HGCM outlines the operative rules, regulatory protocols, and compliance expectations governing all transactions at this time and is designed to ensure that clients receive the most advantageous terms available under current policy.
Participants are strongly advised to consult with an independent financial advisor, tax professional, and/or attorneyprior to initiating any asset liquidation or investment transaction. Certain liquidation strategies may have material tax implications. Specifically, any proceeds or receivables derived from asset liquidation may be treated as return on investment due to the duration of asset holding, and such classification could significantly impact your annual tax filings and obligations.
Disclaimer
All prospective participants, clients, or counterparties are hereby advised that prior to engaging in any transaction with or through Quant Industry LLC or any affiliated program, it is mandatory to review in full the latest edition of the House Governance and Compliance Manual (“HGCM”), whether for the current calendar month or the most recently published version. The HGCM constitutes the authoritative statement of rules, operational directives, and compliance requirements applicable to all transactions and is intended to ensure participants receive terms aligned with prevailing governance policies.
Furthermore, participants are strongly encouraged to seek the advice and counsel of an independent financial advisor, tax professional, and/or legal representative before executing any asset liquidation, capital deployment, or investment-related transaction. Certain asset liquidation strategies may trigger material tax consequences, including but not limited to the reclassification of proceeds as investment returns due to the holding period, which may result in significant tax liability. Neither Quant Industry LLC nor its affiliates shall be held liable for any adverse financial, legal, or tax outcomes arising from the failure to seek appropriate professional guidance.
By proceeding with any transaction, participants acknowledge their responsibility to conduct adequate due diligence and accept full accountability for any resulting obligations.